Commonly Used Forms Form ID: Uniform Application for Access Codes to File on EDGAR Instructions Form Section 16: Statements of Beneficial Ownership Form 3: Initial Statement of Beneficial Ownership of Securities Instructions Form Form 4: Statement of Changes of Beneficial Ownership of Securities Instructions Form Form 5: Annual Statement of Beneficial Ownership of Securities Instructions Form Form 12b-25: Notification of Late Filing Instructions Form Form S-1: Registration Statement Under the Securities Act of 1933 Instructions Form Form D: Notice of Exempt Offering of Securities Instructions Form Form 144: Notice of Proposed Sale of Securities Pursuant to Rule 144 Under the Securities Act of 1933 Instructions Form Schedule 13D & 13G: Exchange Act Sections 13(d) and 13(g) and Regulation 13D-G Beneficial Ownership Reporting Questions and Answers of General Applicability Schedule 13D (General Statement of Acquisition of Beneficial Ownership) – Form Schedule 13G (Statement of Acquisition of Beneficial Ownership By Individuals) – Form Form 8-A: Registration of Certain Classes of Securities Instructions Form Form 8-K: Current Reports Pursuant to Section 13 or 15(d) Instructions Form Form 10-Q: Quarterly or Transition Report Instructions Form Form 10-K: Annual or Transition Report Instructions Form Form 6-K: Report of Foreign Issuer Instructions Form Form 20-F: Annual and Transition Report of Foreign Private Issuers (Sections 13 or 15(d)) Instructions Form Form 40-F: Registration Statement (Section 12) or Annual Report (Section 13(a), 15(d)) of Foreign Issuer Instructions Form Form 13F: Report of Institutional Investment Managers for the Calendar Year or Quarter Instructions & Form Form 24F-2: Annual Report of Securities Sold Pursuant to Rule 24f-2 Instructions & Form Sarbanes Oxley Certifications Exhibit 31 Exhibit 32 SEC Exhibit List List of SEC Exhibits.
